ISO 31010 2019 风险管理-风险评估技术(英文原版).pdf

31010,ISO,英文原版,国外及港澳台标准
文档页数:127
文档大小:13.75MB
文档格式:pdf
文档分类:国外及港澳台标准
上传会员:
上传日期:
最后更新:

Edition 2.02019-06

INTERNATIONAL STANDARD

NORMEINTERNATIONALE

Riskmanagement-Risk assessment techniques

Management du risque-Techniques d'appreciation du risque

THISPUBLICATIONISCOPYRIGHTPROTECTED Copyright2019IEC Geneva Switzerland

AlrtsrevedUlssthissifedftsplictionybrpducedrizednafmether IECrECsmberNnlomteeintorytqseryouhveayqstonsabC copyrightrnqyboininlrittisulionecctl orbyanymeanselectranic rmchanicelincluingphotocopyingandmicrofmwithout permissnnwritingfremyour local IEC member National Committee for further intormation.

Droits de reprcduction reserves.Sauf indication contraire aucune partie de cette publication e peut etreeproduite ni ulilisee sous quelque forme que ce soit et par aucun procede.electronique ou mecanique. y pris la photocopie etlesmicrofimssansTaoord ecritdeTIEC cuduComitenational de PEC dupays dudemandeurSivous avez des questions surlecopyghtdECousivousdesine blenirdesroitssuplmnaires urcetleublicatinisezles coorcdonnoes ci-apres ou contactez le Comite national de TIEC de votre pays de residence.

IEC Central Office3 rue de Varembe CH-1211 Geneva 20Switzerland

Tel.:4122 919 0211infoec.ch

About the IEC

Intenational Standards forall electricalelectronic and related technoicgies.

About IECpublications

lalest edition a coigendum or an amendment might have been published.

IEC publications search-webstore.iec.chladvsearchform The advanced searchenables to find IEC publications byamiee I also gives infomtin on projects replaced varietyof criteria (reference number,text,tochnicaland withdrawn publioaions.

Electropedia-

The wondsleading online dictionary on electrotechnclogy.anc French withequialent ems in16 addiicnal lnguages.(IEV) online. Alsokncwn as the Inemational Electrotechnicnl Vocabulary

IEC Just Published-wobstore.lec.chjustpublished

IECGlossary-std.jec.chglossary

Stay up to dale on alnew IEC publicatons Just Published detais allnew publicationsleasedAvaleble nline ndncea month by email.

67 000 electrotechnical terminologyentries in English andpublicationsissued sinoe2002.Someenties have been French exdradled from theTems and Doions clause of IEC collectd frm earier publications of IECTC 37 77 86andCISPR.

IEC Customer Service Centre-webstore.lec.ch/cscIfyou wishtogieusyourfeedback nthispulicatinoreedCentre: salesiec.ch.

further assistance please contact the Customer Service

A propos de FIEC

Normes intemationeles pour touit ce qui a trait a Ielectricite electronique et ux technologies appenentees. La Commission Electrolechnique Inlernationale (IEC) est la premiere crganisation mondiale qui elabore ef publie des

A propos des publications IEC

Le ccntenu technique des publications |EC est ccnstamment revu. Veuillez vous assurer que vous possedez Iedition laplus recente un corigendum cu amendement peut evoir ete publle.

Lepemirdicoaredlerotechologieen geaumnde spnbe avec plusde2000artidesteinologiquesenanlaisnElectrotechnique Intenationel (IEV) en ligne. adcitionnelles. Egalement appele Vocabulaire

Recherche de publications IEC-

webstore.lec.ch/advsearchfom

ibe detudes.). Elle done ausi des infoatlons sur les Larecherche avancee pemet derouverdes publications IEC en utlisant iferents crteres (numero de nerenoe tee projets et les publicalions remplacles ou retinees.

Glossaire IEC-stdiec.chiglossary

IEC Just Published-webstore.jec.chjustpublished

publicatlons IEC perues depuis 2002.Plus ceraies entres 67 000 entrees teminologiqueslectrotechnicues.en anglais etenfranaisraiesdesaricesTeestefitonsesanlerieures extraites dos publintions des CE 37 77 86 et CISPR de TIEC.

Reslez infomesurles nouveles publications IEC Published ditalleles nouveles publletions parues. Just

Service Clients-webstore.iec.ch/csc

Si vous desirez nous donner des mentaies sur ellepublication ou si vous avez dos questions contactez-nous: salesiec.ch.

Electropedia-

INTERNATIONAL STANDARD

NORME INTERNATIONALE

Risk management-Risk assessment techniques

Managementdurisque-Techniquesd'appreciationdurisque

INTERNATIONALELECTROTECHNICAL COMMISSION

COMMISSIONELECTROTECHNIQUEINTERNATIONALE

ISBN 978-2-8322-6969-3

CONTENTS

FOREWORD. 6INTRODUCTION... Scope.. .82 1 Normative references ..9 ..93 Terms and definitions4 Core concepts .104.1 4.2 Uncertainty. Risk 10 115 Uses of risk assessment techniques 116 Implementing risk assessment. Pian the assessment. 126.1 6.1.1 Define purpose and scope of the assessment. 126.1.2 Engage with stakeholders. Understand the context. 136.1.3 6.1.4 Define objectives. 13 136.1.5 Consider human organizational and social factors 136.2 6.1.6 Manage information and develop models. Review criteria for decisions .16 146.2.1 General 166.2.2 6.2.3 Collecting information. Analysing data. 16 166.2.4 Developing and applying models 176.3 6.3.1 Apply risk assessment techniques. Overview 18 186.3.2 Identifying risk. 196.3.3 6.3.4 Determining sources causes and drivers ofrisk Investigating the effectiveness of existing controls....6.3.5 Understanding consequences and likelihood... 206.3.7 6.3.6 Analysing interactions and dependencies..... Understanding measures of risk.. 226.4 Review the analysis... 256.4.1 6.4.2 Verifying and validating resuls. Uncertainty and sensitivity analysis .25 256.4.3 Monitoring and review... .266.5 6.5.1 Apply results to support decisions. Overview 26 266.5.2 Decisions about the significance of risk .276.6 6.5.3 Record and report risk assessment process and outes Decisions that involve selecting between options. .27 .287 Selecting risk assessment techniques. 287.1 Selecting techniques.. General. 28Annex A (informative) Categorization of techniques..... 7.2 31 29A.1 Introduction to categorization of techniques .... .31A.2 A.3 Application of categorization of techniques Use of techniques during the ISO 31000 process... .37 .31

Annex B (informative) Description of techniques.. .40B.1 B.1.1 Techniques for eliciting views from stakeholders and experts. General 40 40B.1.2 Brainstorming.. 40B.1.3 B.1.4 Delphi technique. Nominal group technique.. .43 42B.1.5 Structured or semi-structured interviews..... 44B.2 B.1.6 Techniquesforidentifying risk.. Surveys.. .45B.2.1 General..B.2.2 B.2.3 Checklists classifications and taxonomies... Failure modes and effects analysis(FMEA) and failure modes effectsand criticality analysis(FMECA). .49B.2.4 B.2.5 Hazard and operability (HAZOP) studies...... Scenario analysis .50 52B.2.6 Structured what if technique (SwIFT) 54B.3 B.3.1 Techniques for determining sources.causes and drivers of risk.... General. .55 55B.3.2 Cindynic approach.. .56B.4 B.3.3 Techniques for analysing controls. Ishikawa analysis (fishbone) method 60B.4.1 General.. ...60B.4.2 B.4.3 Hazard analysis and critical control points (HACCP). Bow tie analysis. ...62 .60B.4.4 Layers of protection analysis (LOPA). ..4B.5 B.5.1 Techniques for understanding consequences and likelihood General. ...6 66B.5.2 Bayesian analysis. .66B.5.3 B.5.4 Business impact analysis (BIA). Bayesian networks and influence diagrams. ...0 .68B.5.5 Cause-consequence analysis (CCA).B.5.6 B.5.7 Event tree analysis (ETA). Fault tree analysis (FTA).. .74B.5.8 Human reliability analysis (HRA). 78B.5.9 B.5.10 Markov analysis. 79B.5.11 Privacy impact analysis (PIA)/ data protection impact analysis (DPIA) Monte Carlo simulation. .81 .83B.6 Techniques for analysing dependencies and interactions. Causal mapping. .85B.6.2 B.6.1 Cross impact analysis. 85 87B.7 Techniques that provide ameasure of riskB.7.1 B.7.2 Toxicological risk assessment.. Value at risk (VaR) 89 .91B.7.3 Conditional value at risk(CVaR)or expected shortfall (ES).B.8 B.8.1 Techniques for evaluating the significance of risk General. ...4 94B.8.2 practicable (SFAIRP)..94

资源链接请先登录(扫码可直接登录、免注册)
①本文档内容版权归属内容提供方。如果您对本资料有版权申诉,请及时联系我方进行处理(联系方式详见页脚)。
②由于网络或浏览器兼容性等问题导致下载失败,请加客服微信处理(详见下载弹窗提示),感谢理解。
③本资料由其他用户上传,本站不保证质量、数量等令人满意,若存在资料虚假不完整,请及时联系客服投诉处理。

投稿会员:匿名用户
我的头像

您必须才能评论!

手机扫码、免注册、直接登录

 注意:QQ登录支持手机端浏览器一键登录及扫码登录
微信仅支持手机扫码一键登录

账号密码登录(仅适用于原老用户)